SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

(source: en.wikipedia.org)

Regulators’ Actions vs Green Dot and Other Banks Highlight Scrutiny Over AML Practices
Regulators’ Actions vs Green Dot and Other Banks Highlight Scrutiny Over AML Practices
July 22, 2024  |  AML

Enforcement actions and fines from regulators — the Federal Reserve, the Office of the Comptroller of the Currency and others — highlight the growing scrutiny...

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Ripple CEO: US Crypto Rules Lag Amid ‘Interminable’ Lawsuits
Ripple CEO: US Crypto Rules Lag Amid ‘Interminable’ Lawsuits
July 18, 2024  |  Cryptocurrency

Ripple’s CEO says the cryptocurrency industry is still seeking regulatory clarity from the U.S. Speaking with Bloomberg News Wednesday (July 17), Brad Garlinghouse said America lags behind other countries that...

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Will Supreme Court Rulings Keep Federal Regulators in Court?
Will Supreme Court Rulings Keep Federal Regulators in Court?
July 17, 2024  |  Legal

When the U.S. Supreme Court overturned its own 40-year-old ruling in the LoperBright Enterprises v. Raimondo case on June 28 — in what has come...

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Finance Platform OneStream Aims to Raise $465.5 Million in IPO
Finance Platform OneStream Aims to Raise $465.5 Million in IPO
July 15, 2024  |  IPO

OneStream is attempting to raise $465.5 million in an initial public offering (IPO). The cloud-based enterprise finance platform revealed its plans in a filing with...

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AutoNation: CDK Hack Will Hurt Earnings
AutoNation: CDK Hack Will Hurt Earnings
July 15, 2024  |  Security & Fraud

The impact of the hack on car dealership software firm CDK Global continues to reverberate. AutoNation, one of the largest dealership chains in the country,...

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Report: StubHub Delays IPO Amid Unpredictable Market
Report: StubHub Delays IPO Amid Unpredictable Market
July 12, 2024  |  IPO

StubHub has reportedly delayed its initial public offering (IPO) until at least September, joining several other companies that have done so because of an unpredictable...

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Healthcare FinTech HealthyEquity Latest in Sector Hit With Data Breach
Healthcare FinTech HealthyEquity Latest in Sector Hit With Data Breach
July 04, 2024  |  Cybersecurity

Health tech company HealthEquity has suffered a data breach, though unconnected to other recent attacks. The company revealed that attack in a filing with the Securities and Exchange Commission...

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Discover Offers $1.2 Billion to Settle Merchant Overcharges
Discover Offers $1.2 Billion to Settle Merchant Overcharges
July 04, 2024  |  Credit Cards

Discover Financial Services wants to settle a lawsuit accusing it of overcharging merchants. The lender revealed the proposed settlement in the class-action case in a Wednesday (July 3)...

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Crypto’s Three Priorities for 2024: Interoperability, Acceptance, Regulation
Crypto’s Three Priorities for 2024: Interoperability, Acceptance, Regulation
July 04, 2024  |  Cryptocurrency

Halfway through 2024, and the cryptocurrency and blockchain space finds itself at a critical juncture.  It is the same critical juncture, or at least one...

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